Corporate Litigation & ROC Services: Complete Guide

Corporate Litigation & ROC (Registrar of Companies) compliance is a crucial part of maintaining legal and statutory obligations for companies in India. Whether you're running a Private Limited Company, LLP, OPC, or a Public Limited Company, you must adhere to the guidelines laid down by the Companies Act, 2013 and related regulatory authorities.

Our Corporate Litigation & ROC services ensure your business is compliant, protected, and guided through all legal and procedural processes related to the Ministry of Corporate Affairs (MCA).

 

✅ Scope of Work – Corporate Litigation & ROC Services

Our services cover the entire spectrum of Corporate Litigation and ROC compliance, including but not limited to:

• Company Law Advisory & Legal Opinions

• Representation before NCLT, ROC & RD

• Handling show cause notices from MCA

• Compounding of Offences under Companies Act

• Company strike off and revival services

• Oppression and mismanagement cases under Sec 241-242

• Corporate restructuring & amalgamation cases

• ROC filings & compliance management

• Conversion of company structure (Private to Public or LLP)

• Drafting & filing petitions before NCLT

• Company registration disputes

• Appeals before NCLAT & High Court

• Filing MGT-7, AOC-4, DIR-3 KYC, ADT-1, INC-22, etc.

• Director disqualification cases

• Company law due diligence

 

⚙️ Complete Process for Corporate Litigation & ROC Compliance

Here is how the Corporate Litigation & ROC process typically works:

Step 1: Initial Consultation

We assess your company’s legal compliance status and understand your issues, such as non-compliance, disputes, or legal notices from ROC/NCLT.

Step 2: Documentation & Evaluation

We gather necessary documents, including:

• Certificate of Incorporation

• MOA & AOA

• Latest ROC filings

• Financial statements

• Board resolutions

• Notices received (if any)

Step 3: Legal Drafting & Filing

Our experts draft petitions, replies, or applications needed under the Companies Act, 2013 and file them with the ROC, RD, or NCLT as required.

Step 4: Representation

We appear on your behalf before ROC, NCLT, or other regulatory authorities for hearings, representations, or case follow-ups.

Step 5: Post-Compliance Reporting

Once the matter is resolved or compliance is completed, we ensure all necessary forms are filed with the ROC and update you with compliance proof.

 

📄 Documents Required for Corporate Litigation & ROC Services

• Certificate of Incorporation

• PAN of the Company

• MOA & AOA

• Financial Statements

• Board Meeting Minutes / Resolutions

• Digital Signature Certificate (DSC)

• Copy of legal notice or summon (if received)

• Director KYC documents

• Previous ROC filings

• Relevant agreements, contracts or proof of disputes

 

❓FAQs – Corporate Litigation & ROC Services (15 Questions)

1. What is Corporate Litigation?

Corporate litigation refers to legal disputes or non-compliance issues related to company law, shareholders, directors, or ROC regulations that are resolved through legal channels like NCLT.

2. What is ROC Compliance?

ROC compliance refers to timely filings, documentation, and disclosures mandated by the Registrar of Companies (ROC) under the Companies Act, 2013.

3. Why is Corporate Litigation important?

It helps resolve internal and external legal disputes and avoid penalties or disqualification of directors by ensuring legal protection and compliance.

4. How often should ROC filings be done?

ROC filings like AOC-4 and MGT-7 are done annually, while others like ADT-1, DIR-3 KYC, INC-22 are filed as per specific events.

5. What happens if ROC compliance is missed?

Failure to comply can lead to penalties, disqualification of directors, and even strike-off of the company.

6. Can a struck-off company be revived?

Yes, under Section 252 of the Companies Act, a company can be revived by filing a petition before the NCLT.

7. What is NCLT’s role in Corporate Litigation?

National Company Law Tribunal (NCLT) hears cases related to company law disputes, mergers, oppression & mismanagement, and revival of companies.

8. What is Compounding of Offences?

It is a mechanism under the Companies Act to settle non-compliance issues by paying a fine instead of undergoing prosecution.

9. What is the penalty for non-filing of ROC forms?

Penalties can range from ₹100/day to hefty fines depending on the default and may also include imprisonment in severe cases.

10. Can you represent clients before NCLT?

Yes, our legal experts represent clients before NCLT, NCLAT, ROC, and RD.

11. What is DIR-3 KYC?

It’s a mandatory KYC filing for directors to validate their identity annually with the ROC.

12. What are show-cause notices from MCA?

These are legal notices sent to companies/directors for non-compliance, asking them to explain why action should not be taken.

13. Can we convert an LLP into a Private Limited Company?

Yes, conversion is possible and involves legal filings with ROC and approval under the Companies Act.

14. How long does Corporate Litigation take?

Simple compliance issues may take 10–15 days, while NCLT cases may take 30–90 days depending on the complexity.

15. How can I ensure 100% ROC Compliance?

Hire our expert Corporate Litigation & ROC compliance services to ensure all filings and legal aspects are professionally managed.

 

📞 Contact Us Today

Let our experienced legal team handle your Corporate Litigation & ROC matters. Book a free consultation today to protect your company from compliance risks and legal complications.